Rev. November 4, 2024

FACT

WHAT DOES ARTA FINANCE INC. DO
WITH YOUR PERSONAL INFORMATION?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number and income
  • Account balances and transaction history

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Arta Finance chooses to share; and whether you can limit this sharing.

Reasons we can share your personal informationDoes Arta Finance share?Can you limit this sharing?

For our everyday business purposes—
such as to process your transactions, maintain your account(s), or respond to court orders and legal investigations.

Yes.No.

For our marketing purposes—
to offer our products and services to you

Yes.No.
For joint marketing with other financial companiesNo.n/a.
For our affiliates’ everyday business purposes—
information about your transactions and experiences
Yes.Yes.
For our affiliates to market to youYes.Yes.
For nonaffiliates to market to youYes.Yes.
Questions?E-mail: privacy@artafinance.com
To limit our sharingOnce your account has been created:
Who we are
Who is providing this notice?This form is provided by Arta Finance Wealth Management LLC, Arta Finance Securities LLC, Arta Finance Insurance LLC, and Arta Finance Club LLC.
What we do
How does Arta Finance protect my personal information?To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Arta Finance collect my personal information?

We collect your personal information, for example, when you

  • open an account or deposit money
  • provide account information
  • direct us to buy and sell securities

We also collect your personal information from others, such as affiliates or other companies.

Why can’t I limit all sharing?

Federal law gives you the right to limit only

  • affiliates from using your information to market to you
  • sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

What happens when I limit sharing for an account I hold jointly with someone else?Your choices will apply to everyone on your account.
Definitions
Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • Our affiliates include financial companies which share common Arta Finance branding, including Arta Finance Inc.
Nonaffiliates

Companies not related by common ownership or control. They can be financial and nonfinacial companies.

  • Non-affiliates we can share with include our marketing service providers- can include other financial services companies, retailers, membership clubs, or other consumer service providers such as data processors, service providers, and companies that help us market our own products that we believe may be of interest to you.
Joint Marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • Arta Finance does not jointly market.
Other important information
For California Residents:We will not share information we collect about you with non-affiliated third parties, except as permitted by California law, such as to process your transactions or to maintain your account.
For Vermont Residents:We will not share information we collect about you with non-affiliated third parties outside of Arta Finance, except as permitted by Vermont law or as authorized by you, such as to process your transactions or to maintain your account and with your consent.

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Important Disclosure Information

Arta Finance Wealth Management LLC ("Arta") is an investment adviser registered with the Securities and Exchange Commission (“SEC”). Arta’s affiliates include Arta Finance Insurance LLC which offers insurance brokering services, Arta Finance Club which offers tax and estate planning educational services, and Arta Wealth Management Pte. Ltd. which is regulated by the Monetary Authority of Singapore (“MAS”) and provides licensed investment products and services in Singapore. Clearing and custody of all securities are provided by Pershing LLC. For additional legal and privacy related information related to Arta Finance, please visit https://artafinance.com/legal-privacy-terms. For additional disclosures related to Arta Finance, please visit https://artafinance.com/disclosures.

The information displayed on this website is for informational purposes only and is not an offer or solicitation to purchase or sell securities. Arta Finance believes information presented is accurate at the time of publishing, but may not be updated regularly. Investing involves risks, including the potential for principal loss. Past performance is no guarantee of future results.

The investments discussed herein may be unsuitable for investors depending on their specific investment objectives as well as financial and tax position. Investors should independently evaluate each investment discussed in the context of their own objectives, risk profile and circumstances before deciding to invest with Arta Finance. There is no guarantee that the strategies and services offered by Arta Finance will be successful or outperform other strategies and services. Investors should seek the advice of a tax professional before making any investment. Registration with the Securities and Exchange Commission (SEC) as a registered investment adviser does not imply a certain level of skill or training.

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